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DOE-STD-1030-96
4. GOOD PRACTICES
4.1 Lockout/Tagout Use
Lockout/tagout in a DOE facility may serve three functions. The first function, defined by
both OSHA and DOE Order 5480.19, is to protect personnel from injury. The second
function closely related to that, is to protect systems and equipment from damage.
The third function of lockout/tagout is part of the overall control of equipment and system
status. A properly performed lockout/tagout ensures that the operating staff is aware that
the affected equipment cannot be operated. Coordination of lockout/tagout with the
operating staff helps ensure that necessary operations and safety functions can be performed
without exceeding the approved operating criteria for facility systems or causing unexpected
hazardous releases to the environment.
Both functions are necessary for the overall safe operation of DOE facilities, in accordance
with guidelines published by the Department of Energy, Office of Environment, Safety, and
Health. Some considerations affecting the use of lockout/tagout are identified in the
following sections.
4.1.1
Protecting Personnel from Injury
The primary emphasis of the lockout/tagout program is to protect personnel from
injury. Lockout/tagout is required when maintenance is to be performed on
equipment, unless the criteria listed in Section 4.1.4 of this document are met to
qualify for exception to the lockout/tagout program. After the equipment has
been isolated from all sources of potentially hazardous energy and material,
locks (if used) and tags are applied to the isolating devices to ensure that the
equipment cannot be operated inadvertently.
4.1.2
Protecting Equipment from Damage
When equipment problems that could destroy or severely damage the equipment
are detected, a lockout/tagout may be used to remove the equipment from
service and prevent its operation until corrective maintenance can be performed.
If lockout/tagout is used to protect the equipment, the procedures are identical to
those used when the purpose is to prevent personnel injury  first, isolate the
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