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DOE-STD-1134-99
Helpful Rules of Thumb
When the analysis depends upon multiple controls on a single parameter, the reviewer should
assure himself that the controls are independent (i.e., no common mode failures) and that the
failure of each control is an unlikely event. When the safety evaluation credits the results of
sampling of solutions, one needs to consider the findings of NSTR 016-97, "Review of the
Criticality Safety of Bottle Storage and Handling," which evaluated the failure mode of the
sampling system. It is important that analyzed contingencies not credit the same sample result.
Certain controls are more vulnerable to operational error, and must be explained if they are used.
The reviewer should consider the control in the context of the proposed work to verify that the
control is an effective barrier to an unlikely event. Examples of controls that deserve extra
scrutiny include:
Failure to properly signoff a procedure or checklist
Failure to properly second check a procedure or checklist
Failure of administrative spacing
Failure of administrative mass controls leading to a minor overbatch
Failure to administratively maintain a planar array of containers
Failure to administratively control the number of items
Failure to administratively control the number of containers
Failure to administratively control volumes of containers
Examples of control failure or events that will, in general, qualify as unlikely events (i.e.
contingencies) by themselves include:
Fires (which lead to sprinkler activation)
Earthquakes and seismic events
Floods including room and glovebox floods
Failure of criticality drains
In general, failure of a single administrative control by itself does not constitute a
contingency. However, if two independent administrative controls must fail concurrently before
criticality becomes possible, then the combination of the two would probably constitute a valid
contingency (e.g., a signoff that valves are aligned properly followed by an independent check
and signoff at a different time by a different person, provided that the second person is at least as
qualified as the first person).
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