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| DOE-STD-1020-2002
Appendix B
Commentary on General NPH Design and Evaluation Criteria
B.1 NPH Design and Evaluation Philosophy
The natural phenomena hazard (NPH) design and evaluation criteria presented in this
document (DOE-STD-1020) implement the requirements of DOE Order 420.1, "Facility Safety"
(Ref. B-1) and the associated Guides: "Guide for the Mitigation of Natural Phenomena Hazards
for DOE Nuclear Facilities and Non-nuclear Facilities" (Ref. B-2), "Guide for Nonreactor
Nuclear Safety Design Criteria and Explosives Safety Criteria" (Ref. B-3), and "Implementation
Guide for Use with DOE Orders 420.1 and 440.1 Fire Safety Program" (Ref. B-4) which are
intended to assure acceptable performace of DOE facilities in the event of earthquake,
wind/tornado, and flood hazards. As discussed in Chapter 1, performance is measured by target
performance goals expressed as an annual probability of exceedance of acceptable behavior
limits (i.e., behavior limits beyond which damage/failure is unacceptable). DOE O 420.1 and the
associated Guides establishes a graded approach for NPH requirements by defining performance
categories (numbered 0 through 4) each with a qualitative performance goal for behavior (i.e.,
maintain structural integrity, maintain ability to function, maintain confinement of hazardous
materials) and a qualitative target probabilistic performance goal. DOE-STD-1020 provides four
sets of NPH design and evaluation criteria (explicit criteria are not needed for Performance
Category 0). These criteria range from those provided by model building codes for Performance
Category 1 to those approaching nuclear power plant criteria for Performance Category 4.
DOE-STD-1020 employs the graded approach by following the philosophy of
probabilistic performance goal-based design and evaluation criteria for natural phenomena
hazards. Target performance goals range from low probability of NPH-induced damage/failure
to very high confidence of extremely low probability of NPH-induced damage/failure. In this
manner, structures, systems, and components (SSCs) are governed by NPH criteria which are
appropriate for the potential impact on safety, mission, and cost of those SSCs. For example, a
much higher likelihood of damage would be acceptable for an unoccupied storage building of
low value than for a high-occupancy facility or a facility containing hazardous materials. SSCs
containing hazardous materials which, in the event of damage, threaten public safety or the
environment, and/or which have been determined to require special consideration, should have a
very low probability of damage due to natural phenomena hazards (i.e., much lower probability
of damage than would exist from the use of model building code design and evaluation
procedures). For ordinary SSCs of relatively low cost, there is typically no need or requirement
to add conservatism to the design beyond that of model building codes. For these SSCs, it is also
typically not cost-effective to strengthen structures more than required by model building codes
that consider extreme loads due to natural phenomena hazards.
Performance goals correspond to probabilities of structure or equipment damage due to
natural phenomena hazards; they do not extend to consequences beyond structure or equipment
damage. The annual probability of exceedance of SSC damage as a result of natural phenomena
B-1
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