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| DOE-STD-1020-2002
Appendix E
Effects of Natural Phenomena Hazards
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Effects of Earthquakes
For most facilities, the primary seismic hazard is earthquake ground shaking. These
criteria specifically cover the design and evaluation of buildings, equipment, distribution
systems, and other structures for earthquake ground shaking. Other earthquake effects that can
be devastating to facilities include differential ground motion induced by fault displacement,
liquefaction, and seismic-induced slope instability and ground settlement. If these latter
earthquake effects cannot be avoided in facility siting, the hazard must be eliminated by site
modification or foundation design. Existing facilities located on active fault traces, adjacent to
potentially unstable slopes, or on saturated, poorly compacted cohesionless soil or fill material
pose serious questions as to their usage for critical missions or handling hazardous materials.
While earthquake hazards of potential fault movement or other gross soil movement are
typically avoided or mitigated, the earthquake ground shaking hazard is unavoidable. When a
structure or component is subjected to earthquake shaking, its foundation or support moves with
the ground or with the structural element on which it rests. If the structure or equipment is rigid,
it follows the motion of its foundation, and the dynamic forces acting on it are nearly equal to
those associated with the base accelerations. However, if the structure is flexible, large relative
movements can be induced between the structure and its base. Earthquake ground shaking
consists of a short duration of time-varying motion that has significant energy content in the
range of natural frequencies of many structures. Thus, for flexible structures, dynamic
amplification is possible such that the motions of the structure may be significantly greater than
the ground shaking motion. In order to survive these motions, the structural elements must be
sufficiently strong, as well as sufficiently ductile, to resist the seismic-induced forces and
deformations. The effects of earthquake shaking on structures and equipment depend not only
on the earthquake motion to which they are subjected, but also on the properties of the structure
or equipment. Among the more important structural properties are the ability to absorb energy
(due to damping or inelastic behavior), the natural periods of vibration, and the strength or
The response of structures to earthquake ground shaking depends on the characteristics
of the supporting soil. The amplitude and frequency of the response of massive, stiff structures
founded or embedded in a soil media can be significantly affected by soil-structure interaction
(SSI), including spatial variation of the ground motion. For structures founded on rock media,
these effects are much less pronounced. The foundation media is, in effect, another structural
element of the structural system and changes the natural frequencies and mode shapes. That is,
the structure plus an additional foundation element may have free vibration characteristics that
differ from those of the same structure on a rigid foundation and without the additional
foundation element. A significant affect of soil-structure interaction is radiation of energy from
the structure into the ground (radiation damping). As a result, this foundation element must
represent both the stiffness and damping of the foundation media. Spatial variation of
earthquake ground motion result in reduced motion at the base of a structure from that recorded
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