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DOE-STD-1030-96
3. DISCUSSION
A program for lockout and/or tagout (hereafter referred to as lockout/tagout) is of primary
importance for ensuring worker safety in DOE facilities. The overall program for safety at
DOE facilities is described in guidelines published by the Department of Energy, Office of
Environment, Safety, and Health. Lockout/tagout is an essential part of this overall safety
program.
A lockout/tagout program is designed to identify sources of energy and hazardous materials
that could adversely affect maintenance activities, isolate all such sources from the work
area, and ensure that the isolation remains effective until the work is completed.
Lockout/tagout should be applied whenever workers are performing maintenance on facility
equipment or systems where there is any possibility of injury or damage as a result of
release of energy or hazardous materials.
If a facility's lockout/tagout program is to be effective, it must be understood by all affected
personnel; it must be applied uniformly in every job; and it must be respected by every
worker and supervisor. The requirements for lockout/tagout in U.S. industry are identified
in OSHA regulations.
The lockout/tagout procedures in many DOE facilities, like the procedures used in electric
utility power plants, must apply to situations requiring special control measures. In these
facilities, measures to protect the individual worker must be integrated with the operation of
larger safety systems designed to protect the public, the environment, and the facility. The
procedures used in these facilities address protecting personnel from injuries resulting from
unexpected operation or energizing of equipment. They also address preventing the
unexpected or inadvertent loss of essential safety systems and operating facility systems.
Operation of equipment in these facilities is usually performed by an operations
organization. Qualifications for operations personnel are distinct from the qualifications of
maintenance or other service personnel. The specialized knowledge operators must possess
regarding system functions and interactions mandates that only qualified operators may
manipulate facility controls for any purpose, including lockout/tagout.
Within this Guide to Good Practices, two methods of lockout/tagout implementation are
discussed. For facilities or situations where the application of lockout/tagout is limited and
has no effect on the overall facility safety or environmental systems, the method is called an
individual-controlled lockout/tagout. For facilities where the application of a lockout/tagout
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