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| DOE-HDBK-1100-2004
Cause(s). If desired, the root causes of the failure mode should be identified. Identification of
root causes provides information helpful for ranking hazards.
Operational Mode. If the equipment being analyzed is subject to different modes of operation,
each operational mode should be identified and analyzed separately.
Effects. For each identified failure mode, the PrHA team should describe the anticipated effects
of the failure on the overall system or process. The key to performing a consistent FMEA is to
assure that all equipment failures are analyzed using a common basis. Typically, analysts
evaluate effects on a worst-case basis, assuming that existing safety levels do not work.
However, more optimistic assumptions may be satisfactory as long as all equipment failure
modes are analyzed on the same basis.
Failure Detection Method. The means of failure detection should be identified, such as visual
or warning devices, automatic sensing devices, sensing instrumentation, or other indicators. The
main purpose of identifying failure detection methods is to determine whether the failure mode
is "hidden," i.e., not detectable for some period of time. If there is no means to detect failure,
"none" should be entered into the worksheet.
Compensating Provisions. For each identified failure mode, the PrHA team should describe
any design provisions, safety or relief devices, or operator actions that can reduce the likelihood
of a specific failure or mitigate the consequences.
Severity Class. The severity of the worst consequence should be specified as follows.
Category I
Catastrophic
May cause death or loss of system or process.
Category II
Critical
May cause severe injury, major property
damage, or major system damage.
Category III
Marginal
May cause minor injury, minor property
damage, or minor system damage.
Category IV
Minor
Is not serious enough to cause injury, property
damage, or system damage, but may result in
unscheduled maintenance or repair.
Remarks/Actions. For each identified failure mode, the PrHA team should suggest actions for
reducing its likelihood or mitigating its effects. The actions suggested for a particular piece of
equipment may focus on the causes or effects of specific failure modes or may apply to all of the
failure modes collectively.
If the team discovers that a single item failure is not detectable, the FMEA should be extended
to determine if the effects of a second failure in combination with the first could have
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