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DOE Order 5000.3A, "Occurrence Reporting and Processing of Operations Information," requires the
investigation and reporting of occurrences (including the performance of root cause analysis) and the
selection, implementation, and follow-up of corrective actions. The level of effort expended should be
based on the significance attached to the occurrence. Most off-normal occurrences need only a scaled-
down effort while most emergency occurrences should be investigated using one or more of the formal
analytical models. A discussion of methodologies, instructions, and worksheets in this document guides
the analysis of occurrences as specified by DOE Order 5000.3A.
iii


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