Finding Resolution Form

DOE-STD-3006-95

Appendix 4

FINDING RESOLUTION FORM (FORM 3's)

The Finding Resolution Form is used by site management to document the plans and actions taken to correct

findings identified during the ORR and when completed would form the closure certificate described in section

5.7.3 of the ORR standard. A separate Form 3 should be generated for each finding related to a particular

objective. For instance, if three findings are discovered while reviewing a CRA the inspector would then generate

three Form 2's to detail the deficiencies thereby requiring three Form 3's to document the resolution of the findings.

Functional Area:

Print the ORR functional area to which the CRAD has been assigned.

CRA Number/Title:

Specifically identify the CRA or portion of the CRA that the Appraisal Form is to support. Provide the name and

number of the CRA or portion of CRA.

ID #:

This number correlates the finding (Form 2) and resolution (Form 3) documents and should be the same number

listed on the applicable Form 2.

Issue:

The finding issue statement from the corresponding Form 2 is placed here.

Finding Designation:

This section indicates whether the finding is a prestart or post-start finding.

Responsible Individual:

The individual that management has assigned to be responsible for correcting the finding is identified in this block.

The name and phone number of the person should be provided.

Appendix 4-21